Shear failure occurs in fine-grained clay and silt subgrades, often as a result of inadequate ballast thickness and/or drainage. The failure develops at the subgrade surface as the soil shears and remoulds due to repeated overstressing. The soil moves outwards and upwards, becoming apparent as soil heave along the track shoulders and causing a cross-level in the track. In addition, as the subgrade moves, a depression, known as a ballast pocket, can form below the track. Water can become trapped in the ballast pocket, causing a further strength reduction in the subgrade soil, worsening the situation.
Several methods can be used for treating progressive shear failure and ballast pockets, including increasing ballast thickness, placing an asphalt layer between the ballast and subgrade, and installing geosynthetics or resilient confinement layers over the subgrade. Another method involves pressure injection of various mixes (e.g. lime or cement based) to fill ballast pocket voids and/or chemically stabilise the subgrade soils.
Each of the above methods may be appropriate under certain circumstances; however, each has its limitations. Increasing the ballast thickness may be limited by clearance constraints, particularly in tunnels, underpasses, and on bridges. Installing asphalt layers or geosynthetic products requires removing the entire track structure. Slurry injection methods can be used without removing the track; however, their effectiveness depends on mix design, subgrade soil properties, and injection patterns and methods. Proper implementation of these methods requires a thorough understanding of the subsurface conditions, with subsurface explorations and laboratory testing undertaken and proper design procedures used when available.
A possible simpler remedy is the use of resilient sub-ballast mats. The ballast pockets should also always be drained, or the resilient mats may not solve the problem.